Shell Broker Dealers
| BDX ID | Summary Description |
|---|---|
| LOOKING FOR NYSE FIRMS? |
The BDexchange has several relationships with Floor brokers on the NYSE. Please call to discuss these opportunities. You must be ready to move fast due to the demand so please, serious inquiries only. |
| BDX 964 |
5k Full service firm located in North West. Found nearly 20 years ago, the firm is clean, up to date and approved for Equities, Mutual Funds, Government Securities, Tax shelters,Private placements, underwriting, VA's and Investment advisory. No restrictions on reps or branches! $100k |
| BDX 965 |
Small full service firm located in North West U.S. $5000 net cap and over 30 years old and spotless! Approved for Equities, Mutual Funds, Variable Annuities and insurance. Owner will assist in the transition. Selling just the corporation. good clearing agreement in place with SWS $75k |
| BDX 967 |
Brand new small investment banking firm. Little to no business run through the firm. 5 k net cap and approved for Underwriting, Private placements and raising capital and investment advisory advice (M&A). Owner open to staying on board for right buyers. 75k |
| BDX 829 |
Tx 5k BD. Approved for privates and M &A. Crystal clean, little business run through the firm if any. Owner will assist in a smooth transition. FINOP will stay on board with the firm. 60k |
| BDX 970 |
Ca 5k Muni Bond broker dealer and underwriter. Immaculate history and respected name in the municipal bond circle. FINOP and Compliance may stay on board. 90k |
| BDX 917 |
WA based firm. approved for stocks , bonds mutual funds and more. spotless records , good clearing firm in place , small amount of business being run but enough to keep the firm active in all its reporting. Owner would stay on board and help manage or file reports for the firm. 70k |
| BDX 930 |
NW area 5k BD. Approved for Private placements. Has never run a trade and is spotless. Firm was approved a year ago and owner will assist. 65k |
| BDX 989 |
Off shore 100k b/d. located in Island of Mauritius. The firm is approved with the exchange and approved for nearly every business line. They have a clearing agreement in place with several large international firms and trade in dozens of exchanges and currencies. They can clear certain types of certificates that fall under the MSX and are cleared through DTC. Serious inquiries only please. Must provide proof of funds in advance. 200k |
| BDX 975 |
5k net cap full service firm that clears through RBC. Clean firm with every line of business including stocks, corporate bonds, muni broker/dealer, U.S. Governments ,Variable annuities, mutual funds and options. Assets and brokers have been acquired by another firm so very little risk involved. Asking 85k |