Producing Broker Dealers, Books of Business and RIA's

Producing Broker Dealers,Books of Business and RIA's

BDX ID Summary Description

Producing Mid-West Broker dealer with 20 producing reps available. Over 1.25 million in revenues in 2014 and on pace for 1.75 million in 2015. This is a firm with most of the income streaming from reoccurring revenue streams and trails. AUM have been growing year after year and currently manages nearly 200 million.(130 million held directly at clearing firm) Net profits of approximately $500,000 All the reps are clean and located in one office. Excellent clearing agreement in place with very low ticket charges. Turnkey solution for the right buyer as owner would like to return to production. please call for details and pricing.


National Brokerage firm for sale. Over 250 Registered Reps and Financial Advisers. Revenues have averaged approximately 22 million the last three years. Revenues derived primarily from reoccurring revenue streams, mutual funds, Variable Annuity and adviser fees. Excellent back office staff and software structure. The firm is profitable and still expanding. Al potential suitors will be required to sign a strongly worded NDA and provide proof of funding. Asking price is 15 million

BDX 30030

NYC brokerage firm with approximately 25 producing reps/traders. Firm has over 325 Million in AUM 55% in fixed income and the balance in Equities and mutual funds. Clears through RBC and owner will assist and stay on as a producing manager if needed. Clean record and still growing. 3.5 Million and proof of funds will be required and owner is not interested in an earn out. Serious inquiries only please