Producing Broker Dealers, Books of Business and RIA's

Producing Broker Dealers,Books of Business and RIA's

BDX ID Summary Description
bdx 30025

Mutual fund and annuity book for business. approximately 4 million under management in accounts held at the funds. pays approx. 30k per year in trails. asking 80k

BOB 17

Online accounts for sale. Active on line traders and investors using a proprietary software system which you may keep them on. 300 active accounts with over 5 million in AUM in stocks and options. 36 addition high volume traders using direct access trading. The accounts are high volume traders and generate profits of 10-12k per month. The website may also be purchased for a turnkey solution.


Producing Mid-West Broker dealer with 20 producing reps available. Over 1.25 million in revenues in 2014 and on pace for 1.75 million in 2015. This is a firm with most of the income streaming from reoccurring revenue streams and trails. AUM have been growing year after year and currently manages nearly 200 million.(130 million held directly at clearing firm) Net profits of approximately $500,000 All the reps are clean and located in one office. Excellent clearing agreement in place with very low ticket charges. Turnkey solution for the right buyer as owner would like to return to production. please call for details and pricing.

BOB 20

Texas Based Annuity book for sale. 2000 accounts all held at a major Annuity firm. Book provides a steady stream of income as well as other investment opportunities. Owner looking to retire but willing to stay on and assist a buyer for several years. Over 200 million in values with 25 million coming due this year and up to 50 million in the next two years. owner willing to do terms but buyer will need to have at least 300k at first closing.


National Brokerage firm for sale. Over 250 Registered Reps and Financial Advisers. Revenues have averaged approximately 22 million the last three years. Revenues derived primarily from reoccurring revenue streams, mutual funds, Variable Annuity and adviser fees. Excellent back office staff and software structure. The firm is profitable and still expanding. Al potential suitors will be required to sign a strongly worded NDA and provide proof of funding. Asking price is 15 million

BDX 3000

Producing firm with 10 brokers and over 50 million in assets. Has almost every single approval from stocks and bonds ( Corporate and Muni) to options and tax shelters. Firm has a very favorable payout to the reps and the owner will stay.Has permissions for up to 20 reps and has production of approximately 400k per year in very conservative investments. Asking 150k