SEC Approves New FINRA Rule 5123 Regarding Private Placements of Securities
Greetings from BD Exchange!
Blogs
The End of Stock Certificates
Submitted by jbusacca on Wed, 06/20/2012 - 17:14
Clearing firms putting final squeeze on physical certificates
Greetings from BD Exchange,
Join us for a special Q & A on Clearing
Submitted by jbusacca on Wed, 10/19/2011 - 20:27
CLEARING QUESTIONS?
Greetings from Broker Dealer Exchange!
SPECIAL NOTICE: CLEARING CRISIS LOOMS FOR BROKER DEALERS
Submitted by jbusacca on Fri, 08/19/2011 - 19:35
Vital Information you need to consider TODAY
Assets: We have them but....
Submitted by jbusacca on Fri, 08/19/2011 - 19:25
Greetings from all of us at BD Exchange!
Broker Dealer Myths Revealed
Submitted by jbusacca on Wed, 07/13/2011 - 18:09
Broker Dealer Myths Revealed
Greetings from all of us at BD Exchange! The first quarter of 2011 is off to a flying and we have seen not only the typical shells flying off the shelf but producing firms are back in play as well as Self clearing firms. Each day we receive dozens of phone calls from potential buyers and thought now might be a good time to educate both buyers and sellers on some common misconceptions that are floating around out there and address some of the most common questions we get on a daily basis from buyers and sellers.
“ I need a firm with a two principal waiver”
TALK ON THE STREET
Submitted by jbusacca on Wed, 07/13/2011 - 17:52
If you are new to our site, click on the link below to learn the latest on problems and solutions in the financial Industry. From Clearing to Software we have over 100 years of combined experience that can help you find solutions to your problems even if you are not buying or selling a brokerage firm. Click on JBUSACCA's BLOG link below to read prior entries that may be of help to you.
