Reasons to rethink a 20-80 sale of your firm.

Greetings from the Broker Dealer Exchange!

Landing a plane is nothing more than a controlled crash

Regulatory fees to rise again?

Puzzling Private Placement Rule

SEC Approves New FINRA Rule 5123 Regarding Private Placements of Securities

Greetings from BD Exchange!

The End of Stock Certificates

Clearing firms putting final squeeze on physical certificates

Greetings from BD Exchange,

Join us for a special Q & A on Clearing


Greetings from Broker Dealer Exchange!


Vital Information you need to consider TODAY

Assets: We have them but....

Greetings from all of us at BD Exchange!

Broker Dealer Myths Revealed

Broker Dealer Myths Revealed

Greetings from all of us at BD Exchange! The first quarter of 2011 is off to a flying and we have seen not only the typical shells flying off the shelf but producing firms are back in play as well as Self clearing firms. Each day we receive dozens of phone calls from potential buyers and thought now might be a good time to educate both buyers and sellers on some common misconceptions that are floating around out there and address some of the most common questions we get on a daily basis from buyers and sellers.

“ I need a firm with a two principal waiver”


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